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Third Party Contacts



North American Stock Exchanges


Securities commissions

 

State Securities Regulators

ALABAMA
Alabama Securities Commission
770 Washington Avenue, Suite 570
Montgomery, Alabama 36130-4700
Phone/Fax: (334) 242-2984 // (334) 242-0240
Email
Website

ALASKA
Department of Commerce
Division of Banking, Securities & Corporations
150 Third Street, Room 217
Juneau, AK 99811-0807
Phone/Fax: (907) 465-2521 // (907) 465-2549
Email
Website

ARIZONA
Corporation Commission
Securities Division
1300 West Washington, Third Floor
Phoenix, Arizona 85007
Phone/Fax: (602) 542-4242 // (602) 594-7470
Email
Website

ARKANSAS
Securities Department
201 East Markham, 3rd floor
Little Rock, Arkansas 72201
Phone/Fax: (501) 324-9260 // (501) 324-9268
Email
Website

CALIFORNIA
Department of Corporations
Securities Regulation Division
1515 K Street, Suite 200
Sacramento, CA 95814
Phone/Fax: (916) 445-7205 // (916) 445-7975
Email
Website

COLORADO
Division of Securities
1560 Broadway, #900
Denver CO 80202
Phone/Fax: (303) 894-2320 // (303) 861-2126
Email
Website

CONNECTICUT
Department of Banking
Division of Securities
260 Constitution Plaza
Hartford CT 06103
Phone/Fax: 860-240-8230 // (860) 240-8295
Email
Website

DELAWARE
Department of Justice
Division of Securities
820 N. French Street, 8th floor
Wilmington DE 19801
Phone/Fax: (302) 577-8424 // (302) 577-6987
Email
Website

DISTRICT OF COLUMBIA
Securities Commission
810 First Street, NE, Suite 622
Washington, DC 20001
Phone/Fax: (202) 727-8000 // (202) 535-1199
Email
Website

FLORIDA
Department of Banking
Division of Securities
101 East Gaines Street
Tallahassee FL 32399
Phone/Fax: (850) 410-9805 // (850) 410-9748
Email
Website

GEORGIA
Office of the Secretary of State
Securities Division
Two Martin Luther King, Jr. Drive , 802 West Tower 802 West Tower
Atlanta GA 30334
Phone/Fax: (404) 656-3920 // (404) 651-6451
Email
Website

HAWAII
Department of Commerce and Consumer Affairs
1010 Richards Street P.O. Box 40
Honolulu Hawaii 96810
Phone/Fax: 808-586-2744 // 808-586-2733
Email
Website

IDAHO
Department of Finance
Securities Bureau
700 West State Street P.O. Box 83729
Boise, Idaho 83720-0031
Phone/Fax: (208) 332-8004 // (208) 332-8099
Email
Website

ILLINOIS
Office of the Secretary of State
Securities Department
300 West Jefferson Street, Suite 300A
Springfield, IL 62702
Phone/Fax: (217) 782-2256 // (217) 524-2172
Email
Website

INDIANA
Office of the Secretary of State
Securities Division
302 West Washington, E-111
Indianapolis, IN 46204
Phone/Fax: (317) 232-6681 // 317-233-3675
Email
Website

IOWA
Insurance Division
Securities Bureau
340 E. Maple Street
Des Moines IA 50319
Phone/Fax: 515-281-4441 // (515) 281-3059
Email
Website

KANSAS
Securities Commission
618 South Kansas Avenue
Topeka KS 66603-3804
Phone/Fax: (785) 296-3307 // (785) 296-6872
Email
Website

KENTUCKY Department of Financial Institutions
Division of Securities
1025 Capital Center Drive, Suite 200
Frankfort, KY 40601
Phone/Fax: 502-573-3390 // 502-573-8787
Email
Website

LOUISIANA
Securities Commission
Office of Financial Institutions
8660 United Plaza Blvd.
Baton Rouge, LA 70809
Phone/Fax: (225) 925-4660 // (225) 925-4524
Email
Website

MAINE
Securities Division
121 State House Station
Augusta, Maine 04333
Phone/Fax: (207) 624-8551 // (207) 624-8590
Email
Website

MARYLAND
Office of the Attorney General
Division of Securities
200 Saint Paul Place
Baltimore, MD 21202-2020
Phone/Fax: (410) 576-6360 // (410) 576-6532
Email
Website

MASSACHUSETTS
Securities Division
One Ashburton Place, Room 1701
Boston, MA 02108
Phone/Fax: (617) 727-3548 // (617) 248-0177
Email
Website

MICHIGAN
Division of Securities
Office of Financial & Insurance Services
611 West Ottawa, Second Floor
Lansing, MI 48909-8201
Phone/Fax