North American Stock Exchanges

• Green Stock Exchange, Canada, United States
• Alberta Stock Exchange, Canada
• Montreal Stock Exchange, Canada
• Toronto Stock Exchange, Canada
• Vancouver Stock Exchange, Canada
• ICE Futures Canada (formerly the Winnipeg Commodity Exchange), Canada
• Canadian Stock Market Reports, Canada
• Canada Stockwatch, Canada
• Mexican Stock Exchange, Mexico
• AMEX, United States
• New York Stock Exchange (NYSE),United States
• NASDAQ, United States
• The Arizona Stock Exchange, United States
• Chicago Stock Exchange, United States
• Chicago Board Options Exchange, United States
• Chicago Board of Trade, United States
• Chicago Mercantile Exchange, United States
• Kansas City Board of Trade, United States
• Minneapolis Grain Exchange, United States
• Pacific Stock Exchange, United States
• Philadelphia Stock Exchange, United States
• TSX Venture Exchange (TSX Venture) Canada
• Canadian Trading and Quotation System Inc. (CNQ), Canada

Securities commissions

• US Securities and Exchange Commission
• Alberta Securities Commission
• British Columbia Securities Commission
• Manitoba Securities Commission
• New Brunswick Securities Commission
• Newfoundland and Labrador - Department of Government Services
• Northwest Territories Registrar of Securities
• Nova Scotia Securities Commission
• Ontario Securities Commission
• Prince Edward Island Securities Office
• Quebec Securities Commission
• Saskatchewan Financial Services Commission

State Securities Regulators

ALABAMA
Alabama Securities Commission
770 Washington Avenue, Suite 570
Montgomery, Alabama 36130-4700
Phone/Fax: (334) 242-2984 // (334) 242-0240
Email
Website

ALASKA
Department of Commerce
Division of Banking, Securities & Corporations
150 Third Street, Room 217
Juneau, AK 99811-0807
Phone/Fax: (907) 465-2521 // (907) 465-2549
Email
Website

ARIZONA
Corporation Commission
Securities Division
1300 West Washington, Third Floor
Phoenix, Arizona 85007
Phone/Fax: (602) 542-4242 // (602) 594-7470
Email
Website

ARKANSAS
Securities Department
201 East Markham, 3rd floor
Little Rock, Arkansas 72201
Phone/Fax: (501) 324-9260 // (501) 324-9268
Email
Website

CALIFORNIA
Department of Corporations
Securities Regulation Division
1515 K Street, Suite 200
Sacramento, CA 95814
Phone/Fax: (916) 445-7205 // (916) 445-7975
Email
Website

COLORADO
Division of Securities
1560 Broadway, #900
Denver CO 80202
Phone/Fax: (303) 894-2320 // (303) 861-2126
Email
Website

CONNECTICUT
Department of Banking
Division of Securities
260 Constitution Plaza
Hartford CT 06103
Phone/Fax: 860-240-8230 // (860) 240-8295
Email
Website

DELAWARE
Department of Justice
Division of Securities
820 N. French Street, 8th floor
Wilmington DE 19801
Phone/Fax: (302) 577-8424 // (302) 577-6987
Email
Website

DISTRICT OF COLUMBIA
Securities Commission
810 First Street, NE, Suite 622
Washington, DC 20001
Phone/Fax: (202) 727-8000 // (202) 535-1199
Email
Website

FLORIDA
Department of Banking
Division of Securities
101 East Gaines Street
Tallahassee FL 32399
Phone/Fax: (850) 410-9805 // (850) 410-9748
Email
Website

GEORGIA
Office of the Secretary of State
Securities Division
Two Martin Luther King, Jr. Drive , 802 West Tower 802 West Tower
Atlanta GA 30334
Phone/Fax: (404) 656-3920 // (404) 651-6451
Email
Website

HAWAII
Department of Commerce and Consumer Affairs
1010 Richards Street P.O. Box 40
Honolulu Hawaii 96810
Phone/Fax: 808-586-2744 // 808-586-2733
Email
Website

IDAHO
Department of Finance
Securities Bureau
700 West State Street P.O. Box 83729
Boise, Idaho 83720-0031
Phone/Fax: (208) 332-8004 // (208) 332-8099
Email
Website

ILLINOIS
Office of the Secretary of State
Securities Department
300 West Jefferson Street, Suite 300A
Springfield, IL 62702
Phone/Fax: (217) 782-2256 // (217) 524-2172
Email
Website

INDIANA
Office of the Secretary of State
Securities Division
302 West Washington, E-111
Indianapolis, IN 46204
Phone/Fax: (317) 232-6681 // 317-233-3675
Email
Website

IOWA
Insurance Division
Securities Bureau
340 E. Maple Street
Des Moines IA 50319
Phone/Fax: 515-281-4441 // (515) 281-3059
Email
Website

KANSAS
Securities Commission
618 South Kansas Avenue
Topeka KS 66603-3804
Phone/Fax: (785) 296-3307 // (785) 296-6872
Email
Website

KENTUCKY Department of Financial Institutions
Division of Securities
1025 Capital Center Drive, Suite 200
Frankfort, KY 40601
Phone/Fax: 502-573-3390 // 502-573-8787
Email
Website

LOUISIANA
Securities Commission
Office of Financial Institutions
8660 United Plaza Blvd.
Baton Rouge, LA 70809
Phone/Fax: (225) 925-4660 // (225) 925-4524
Email
Website

MAINE
Securities Division
121 State House Station
Augusta, Maine 04333
Phone/Fax: (207) 624-8551 // (207) 624-8590
Email
Website

MARYLAND
Office of the Attorney General
Division of Securities
200 Saint Paul Place
Baltimore, MD 21202-2020
Phone/Fax: (410) 576-6360 // (410) 576-6532
Email
Website

MASSACHUSETTS
Securities Division
One Ashburton Place, Room 1701
Boston, MA 02108
Phone/Fax: (617) 727-3548 // (617) 248-0177
Email
Website

MICHIGAN
Division of Securities
Office of Financial & Insurance Services
611 West Ottawa, Second Floor
Lansing, MI 48909-8201
Phone/Fax: (877)999-6442 // (517)241-3953
Email
Website

MINNESOTA
Department of Commerce
85 East 7th Place, Suite 500
Saint Paul, MN 55101
Phone/Fax: (651) 296-4026 // (651) 296-4328
Email
Website

MISSISSIPPI
Office of the Secretary of State
Business Regulation & Enforcement Division
700 North Street
Jackson, MS 39202
Phone/Fax: (601) 359-6371 // (601) 359-2663
Email
Website

MISSOURI
Securities Division
Missouri State Information Center
600 West Main Street, 2nd Floor
Jefferson City, MO 65101
Phone/Fax: (573) 751-4136 // (573) 526-3124
Email
Website

MONTANA
Office of the State Auditor
Securities Department
840 Helena Avenue
Helena, MT 59601
Phone/Fax: (406)444-2040 // (406) 444-5558
Email
Website

NEBRASKA
Nebraska Securities Bureau
Department of Banking & Finance
1200 North St.
Lincoln, NE 68508
Phone/Fax: 402) 471-3445 //
Email
Website

NEVADA
Nevada Secretary of State
Securities Divison
555 E. Washington Ave.
Las Vegas, NV 89101
Phone/Fax: (702) 486-2440 // (702) 486-2452
Email
Website

NEW HAMPSHIRE
Bureau of Securities Regulation
107 North Main St.
Concord, NH 03301-4989
Phone/Fax: (603) 271-1463 // (603) 271-7933
Email
Website

NEW JERSEY
Department of Law and Public Safety
Bureau of Securities
153 Halsey St.
Newark, NJ 07102
Phone/Fax: (973) 504-3600 // (973) 504-3601
Email
Website

NEW MEXICO
Regulation and Licensing Department
Securities Divison
2550 Cerrillos Road
Santa Fe, NM 87505
Phone/Fax: (505) 476-4580 // (505) 984-0617
Email
Website

NEW YORK
Office of the Attorney General
Investor Protection & Securities Bureau
120 Broadway
New York, NY 10271
Phone/Fax: (212) 416-8200 // (212) 416-8816
Email
Website

North Carolina
Department of the Secretary of State
Securities Division
P.O. Box 29622
Raleigh, NC 27626-0525
Phone/Fax: (919) 733-3924 // (919) 821-0818
Email
Website

NORTH DAKOTA
Securities Commission
600 East Boulevard
State Capitol, 5th Floor
Bismarck, ND 58505-0510
Phone/Fax: (701) 328-2910 // (701) 255-3113
Email
Website

OHIO
Division of Securities
77 South High Street
22nd Floor
Columbus, OH 43215
Phone/Fax: (614) 644-7381 // (614) 466-3316
Email
Website

OKLAHOMA
Department of Securities
1st National Center, Suite 860
120 N. Robinson
Oklahoma City, OK 73102
Phone/Fax: (405) 280-7700 // (405) 280-7742
Email
Website

OREGON
Department of Consumer & Business Services
Div. of Finance & Corp. Securities
350 Winter Street, NE
Salem, OR 97301-3881
Phone/Fax: (503) 378-4387 // (503) 947-7862
Email
Website

PENNSYLVANIA
Securities Commission
Eastgate Office Building
1010 North 7th Street, 2nd Floor
Harrisburg, PA 17102-1410
Phone/Fax: (717) 787-8061 // (717) 783-5122
Email
Website

RHODE ISLAND
Department of Business Regulation
233 Richmond Street
Suite 232
Providence, RI 02903-4232
Phone/Fax: (401) 222-3048 // (401) 222-5629
Email
Website

SOUTH CAROLINA
Office of the Attorney General
Securities Division
1000 Assembly Street
Columbia, SC 29201
Phone/Fax: (803) 734-4731 // (803) 734-0032
Email
Website

SOUTH DAKOTA
Dept. of Revenue and Regulation
Division of Securities
445 E Capitol Avenue
Pierre, SD 57501-2000
Phone/Fax: (605) 773-4823 // (605) 773-5953
Email
Website

TENNESSEE
Department of Commerce & Insurance
Securities Division
500 James Robertson Parkway
Nashville, TN 37243-0575
Phone/Fax: (615) 741-2947 // (615) 532-8375
Email
Website

TEXAS
State Securities Board
208 East 10th Street
Austin, TX 78701
Phone/Fax: (512) 305-8300 // (512) 305-8310
Email
Website

UTAH
Department of Commerce
Division of Securities
160 East 300 South
Salt Lake City, UT 84111
Phone/Fax: (801) 530-6600 // (801) 530-6980
Email
Website

VERMONT
Department of Banking, Insurance, Securities & Health Care
89 Main Street, Drawer 20
Montpelier, VT 05620-3101
Phone/Fax: (802) 828-3420 // (802) 828-2896
Email
Website

VIRGINIA
State Corporation Commission
Division of Securities & Retail Franchising
1300 East Main Street
Richmond, VA 23219
Phone/Fax: (804) 371-9051 // (804) 371-9911
Email
Website

WASHINGTON
Department of Financial Institutions
Securities Division
150 Israel Road, SW
Tumwater, WA 98501
Phone/Fax: (360) 902-8760 // (360) 902-0524
Email
Website

WEST VIRGINIA
Office of the State Auditor
Securities Division
Building 1, Room W-100
Charleston, WV 25305-0230
Phone/Fax: (304) 558-2257 // (304) 558-4211
Email
Website

WISCONSIN
Department of Financial Institutions
Division of Securities
345 W. Washington Avenue
Madison, WI 53703
Phone/Fax: (608) 266-1064 // (608) 264-7979
Email
Website

WYOMING
Securities Division
Wyoming Secretary of State's Office
200 West 24th Street
Cheyenne, WY 82002-0020
Phone/Fax: (307) 777-7370 // (307) 777-5339
Email
Website

Market regulation

• Canadian Securities Administrators
• Market Regulation Services Inc. (RS)
• Committee of European Securities Regulators
• International Organization of Securities Commissions (IOSCO)
• The National Association of Securities Dealers, Inc. (NASD)
• North American Securities Administrators Association (NASAA)

Electronic Public Company Information

• System for Electronic Document Analysis and Retrieval - SEDAR
  This is the official SEDAR website. It includes the disclosure documents, such as financial statements, news releases and prospectuses, filed by public companies with the Canadian securities regulatory authorities.
  
  
• System for Electronic Disclosure by Insiders - SEDI
  This is the official SEDI website. It includes reports on securities holdings and trading for insiders of Canadian public companies.
  
  
• National Registration Database - NRD
  The Canadian Securities Administrators (CSA) have established this website to help firms, and particularly registration professionals, prepare for their NRD implementation. The Canadian Securities Administrators (CSA) will continue to maintain and update this site during the early stages of the new system.
  
  
• Electronic Data Gathering and Retrieval (SEC) - EDGAR
  This is the official EDGAR website. It includes disclosure documents filed by public companies with the Securities and Exchange Commission in the United States of America.
  
  
• CTO Database
  The database contains the names of all Canadian companies whose shares have been cease-traded, including companies traded on the TSX and TSX Venture Exchanges, as well as Canadian companies traded in other jurisdictions.
  
  

Professional associations

• Investment Dealers Association of Canada (IDA)
• Mutual Fund Dealers Association (MFDA)
• Canadian Investor Protection Fund (CIPF)
• Canadian Coalition for Good Governance
• Canadian Investor Relations Institute
• Canadian Society of Corporate Secretaries
• Canadian Venture Capital Association
• Cross Border Group publications (such as IR Magazine, Corporate Secretary and CorpComms)
• Financial Executives International (FEI) Canada
• Institute of Chartered Secretaries and Administrators of Canada (ICSA)
• Institute of Corporate Directors (ICD)
• Canadian Public Accountability Board (CPAB)
• The Centre for the Financial Services OmbudsNetwork (CFSON)
• Canadian Capital Markets Association (CCMA)
• Canadian Derivatives Clearing Corporation (CDCC)
• Canadian Depository for Securities Limited (CDS)
• Canadian Bankers Association (CBA)
• Canada Deposit Insurance Corporation (CDIC)
• Investment Funds Institute of Canada (IFIC)
• Office of the Superintendent of Financial Institutions (OSFI)

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