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Policy 1.3 Schedule of Fees
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| LISTING FEES |
Application Fee
(detailed preliminary assessment) |
5,000 |
5,000 |
Payment to be applied toward the formal filing of the New Listing, RTO or COB application. A non-refundable $5,000 fee is payable with the initial submission. Includes review of compliance with social and environmental guidelines |
| New Listing (*) |
3,000 |
3,000+ |
The $3,000 balance is payable prior to listing + 2% deemed value of shares issued |
Reverse Take Over /
Change of Business |
3,500 |
20,000 |
$3,500 + 0.5% deemed value of shares issued |
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| ANNUAL FEE(1) |
| Issuers with a market capitalization of $5 million or less |
3,000 |
3,000 |
Flat fee |
| Issuers with market capitalization of greater than $5 million and less than $100,000,000 |
5,000 |
9,750 |
$5,000 + $50 for each $1,000,000 in market capitalization or part thereof above $5 million |
| Issuers with market capitalization greater than or equal to $100,000,000 and less than $500,000,000 |
12,000 |
32,000 |
$12,000 + $50 for each $1,000,000 in market capitalization or part thereof above $100 million |
| Issuers with market capitalization of $500,000,000 or above |
50,000 |
80,000 |
$50,000 + $50 for each $1,000,000 in market capitalization or part thereof above $500 million |
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| FINANCING FEES |
| Private Placement/Public Offering of less than $10 million |
300 |
20,000 |
$300 + 0.5% of proceeds raised |
| Private Placement/Public Offering greater than or equal to $10 million |
20,000 |
40,000 |
$20,000 + 0.1% of proceeds exceeding $10 millions |
| Bonus Shares/Loans |
500 |
20,000 |
$500 + 0.5% deemed value of shares issued |
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| FILING FEES |
| Stock Option plan review/administration |
300 |
20,000 |
$0.001 per share reserved for issuance |
| Shares for Debt |
300 |
20,000 |
$300 + $0.5% of debt |
| Expedited Acquisition |
300 |
30,000 |
$300 + 0.5% deemed value of shares issued |
| Reviewable Transaction |
750 |
20,000 |
$750 + 0.5% deemed value of shares issued |
| Additional Listing (Amalgamation, Merger) |
750 |
20,000 |
$750 + 0.5% deemed value of shares issued |
| Share Split |
750 |
20,000 |
$750 + 0.5% deemed value of shares issued |
| Consolidation |
1,500 |
1,500 |
Flat Fee |
| Supplemental listing(2) |
1,500 |
1,500 |
Flat Fee |
| Normal Course Issuer bid, Stock Green Stock Exchange (GREENSX) Take-over bid or Issuer bid |
1,500 |
1,500 |
Flat Fee |
| Shareholder rights plan |
1,500 |
1,500 |
Flat Fee |
| Alteration in Capital |
1,500 |
1,500 |
Flat Fee |
| Escrow amendments, transfers & releases |
500 |
500 |
Flat Fee |
| Warrant & Convertible Debt extensions/price amendments |
500 |
500 |
Flat Fee |
| Stock Option amendment |
300 |
300 |
Flat Fee |
| Investor Relations Agreements |
300 |
300 |
Flat Fee |
| Name change (no consolidation) |
300 |
300 |
Flat Fee |
| Management agreements, employment & Admin contracts |
300 |
300 |
Flat Fee |
| Reinstatement for Suspended Issuers |
300 |
300 |
Flat Fee |
| Processing(3) |
300 |
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| NO CHARGE |
| Change in Corporate Jurisdiction |
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| Change in Filing Office |
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