There are three primary requirements that a firm must meet to become a Participating Organization of Green Stock Exchange (GREENSX):
- Must be a member of a self-regulatory organization (SRO)
- Must have a CDS clearing account; and/or relationship with clearing facilitator.
- Must establish electronic access to Green Stock Exchange (GREENSX) online trading engine
In addition, there are several forms and applications that need to be completed in order to become a Participating Organization:
- Complete a Participating Organization Application
- Complete a Personal Information Form for each controlling shareholder, director and officer
- Complete a Participating Organization Agreement for the Green Stock Exchange (GREENSX).
- Review the Green Stock Exchange (GREENSX) Rule Book.
The Green Stock Exchange (GREENSX) Rule Book sets out the rules, applications and acceptance as a Participating Organization on Green Stock Exchange (GREENSX). By signing the Participating Organization Agreement, you will agree to comply with and be bound by the Green Stock Exchange (GREENSX) Rules, Policies, rules of third party regulatory services appointed by the Green Stock Exchange (GREENSX) and other applicable securities laws. You will also agree to the indemnification and limitation of liability provisions contained in the Green Stock Exchange (GREENSX) Rule Book and in your Participating Organization Agreement .
To register to become a Participating Organization, click here.
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